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Marx in almost all his historical writing, and while there is no question that he gave primacy to the forces of production in the long sweep of history, the idea that this primacy could be used in a formulistic way in the analysis of history on a day-to-day basis would never have entered his mind.\*
Those who know Marx's historical method only from a few scattered aphorisms would do well to study Capital in order to see how the relationship between capital as a social form and the capitalist mode of production as a technical organization is treated. Within the historical and analytical limits of capitalism, according to Marx's analysis, technology, instead of simply producing social relations, is produced by the social relation represented by capital. The capitalist mode of production is traced by Marx from its beginnings, when it “is hardly to be distinguished, in its earliest stages, from the handicraft trades of the guilds, otherwise than by the greater number of workmen simultaneously employed by one and the same individual capital,"1o through domestic industry, the manufacturing division of labor, machinery and modern industry, and the factory system, in which the capitalist mode of production is at last fully created and the inherent social form of labor under capitalism “for the first time acquires technical and palpable reality."1 From this point of view, the first volume of Capital may be considered a massive essay on how the commodity form, in an adequate social and technological setting, matures into the form of capital, and how the social form of capital, driven to incessant accumulation as the condition for its own existence, completely transforms technology.\*\*
In this analysis the conditions of the oft-quoted aphorism are reversed. If Marx was not in the least embarrassed by this interchange of roles between social forms on the one side and material production processes on the other, but on the contrary moved comfortably among them, it was because—apart from his genius at dialectic—he never took a formulistic view of history, never played with bare and hapless correlatives, “one-to-one relationships," and other foolish attempts to master history by means of violent simplifications. Social determinacy does not have the fixity of a chemical reaction, but is a historic process. The concrete and determinate forms of society are indeed “determined" rather than accidental, but this is the determinacy of the threadby-thread weaving of the fabric of history, not the imposition of external formulas.
The relevance of these observations for the subject matter of this book is simply this: As the reader will have already understood, it will be argued here that the “mode of production" we see around us, the manner in which labor processes are organized and carried out, is the “product" of the social relations we know as capitalist. But the shape of our society, the shape of any given society, is not an instantaneous creation of“laws" which generate that society on the spot and before our eyes. Every society is a moment in the historical process, and can be grasped only as part of that process. Capitalism, a social form, when it exists in time, space, population, and history, weaves a web of myriad threads; the conditions of its existence form a complex network each of which presupposes many others. It is because of this solid and tangible existence, this concrete form produced by history, no part of which may be changed by artificial suppositions without doing violence to its true mode of existence—it is precisely because of this that it appears to us as “natural," “inevitable," and “eternal.” And it is only in this sense, as a fabric woven over centuries, that we may say that capitalism “produced" the present capitalist mode of production. This is a far cry from a ready-made formula which enables us to “deduce" from a given state of technology a given mode of social organization.
What is said of capitalism may also be said of “socialism," which does not yet exist anywhere in the classic Marxist sense. The Soviet Union had a revolution, but a revolution under specific social conditions, and almost all of its subsequent history combines progress in technology and production with a retreat from its original revolutionary objectives. This special combination requires its own very specific analysis. In Soviet society, we have the first phenomenal form of an epoch of transition which may well last for centuries and will undoubtedly exhibit many contradictory, complex, and transitional forms. Whatever view one takes of Soviet industrialization, one cannot conscientiously interpret its history, even in its earliest and most revolutionary period, as an attempt to organize labor processes in a way fundamentally different from those of capitalism—and thus as an attempt that came to grief on the rocks of Clark Kerr's eternal verities. One would be hard put to demonstrate that any of the successive Soviet leaderships has ever claimed that such an attempt should be made at this stage of Soviet history.\* (Here there is an enormous distinction between Soviet and recent Chinese programmatic literature; Khrushchev ridiculed the Chinese plan of incorporating the building of communism into the very process of industrialization as trying to “eat soup with an awl." His wit was engaging within the limits of an orthodox Communist conception that dates back, in some respects, to Lenin and before, but his remark is not half so funny now that the Chinese have made their remarkable conception clearer.)
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\* In his “Introduction to the Critique of Political Economy," uncompleted and never published by Marx and described by Kautsky as “a fragmentary sketch of a treatise that was to have served as an introduction to his main work," Marx set down for himself eight paragraphs as “notes on the points to be mentioned here and not to be omitted." The fifth reads: “The dialectics of the conceptions productive force (means of production) and relation of production, dialectics whose limits are to be determined and which does not do away with the concrete difference." His elaboration of this theme would have been of considerable interest in this connection.
\*\* The rediscovery of Marx by bourgeois social science in recent years has brought Marx friends who are almost as little help as his enemies. Thus William L. Zwerman, in a recent book on technology and “organization theory," summarizes the Marxian view as follows: "Marxians presuppose the primacy of industrial technology, treating social relationships (in the first instance the individual organization itself) as secondary, i.e., superstructures.12 This he then attempts to apply to the capitalist firm, precisely the arena in which it has little relevance and in fact where the terms of this relationship
are reversed. In this effort, he resembles a neo-Darwinian attempting to apply to a given social evolution those biological terms which in that context no longer apply. Within the capitalist firm it is the social forms that dominate technology, rather than the other way around.
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If there is no automatic and immediate transformation of the mode of production as a result of a change in social forms, then such hybrid formations as we see in the Soviet Union should not come as a surprise. It took capitalism centuries to develop its own mode of production, which, as we shall see later in these pages, is still being worked out and developed. Socialism, as a mode of production, does not grow “automatically" in the way that capitalism grew in response to blind and organic market forces; it must be brought into being, on the basis of an adequate technology, by the conscious and purposive activity of collective humanity. And this activity must overcome not just the customary conditions of the previous mode ofproduction, but those ofthe many millennia during which class societies of all sorts have existed, since with the decline of capitalism we come to the end not merely of a single form of society but of the "last antagonistic form of the social process of production," in Marx's words, the “closing chapter of the prehistoric stage of human society."t4 Considered from this point of view, the notion that the labor processes to be discussed in this book can be divested of their capitalist character by the simple expedient of citing the Soviet Union seems to me the worst sort of slot-machine science.
In any event, the purpose of this book is the study of the labor processes of capitalist society, and the specific manner in which these are formed by capitalist property relations. I cannot offer here any parallel study of the specific manner in which this structure has been imitated by the hybrid societies of the Soviet bloc. The latter study forms its own and considerably different subject matter, and has enormous interest in its own right. But since this mode of production was created by capitalism and not by Sovietism, where it is only a reflexive, imitative, and one hopes transitional form, it is with capitalism that the study of the labor process must begin.
The “New Working Class"
The term “working class," properly understood, never precisely delineated a specified body of people, but was rather an expression for an ongoing social process. Nevertheless, to most people’s minds it represented for a long time a fairly well-defined part of the population of capitalist countries. But with the coming of broad occupational shifts (which will be described in later chapters), and a growing consciousness of these shifts in recent decades, the term has lost much of its descriptive capacity. I can therefore sympathize with those readers who would want me to begin with a concise and up-to-date definition of the term “working class." Such a definition, if it could easily be managed, would be helpful to the writer as well as the reader, but I cannot help feeling that an attempt to provide it at the outset would result in more confusion than clarification. We are dealing not with the static terms of an algebraic equation, which requires only that quantities be filled in, but with a dynamic process the mark of which is the transformation of sectors of the population. The place of many of these sectors in class definition is rather more complex than otherwise, and cannot be attempted until much has been described and the standards of analysis clarified.
To make this a little more concrete: I have no quarrel with the definition of the working class, on the basis of its “relationship to the means of production," as that class which does not own or otherwise have proprietary access to the means of labor, and must sell its labor power to those who do. But in the present situation, when almost all of the population has been placed in this situation so that the definition encompasses occupational strata of the most diverse kinds, it is not the bare definition that is important but its application. I can only say at this point that I hope a reasonable and useful picture of the structure of the working class emerges from this study. If readers will indulge me this far, I think they may see the necessity for this course later in the exposition, as I came to see it in the course of the investigation.\*
For purposes of clarity, however, I should note at the start that although I will be describing the immense changes in the shape of the working class during the past century, I cannot accept the arbitrary conception of a “new working class" that has been developed by some writers during the past decade. According to this conception, the “new working class" embraces those occupations which serve as the repositories for specialized knowledge in production and administration: engineers, technicians, scientists, lower managerial and administrative aides and experts, teachers, etc. Rather than examine the entire working population and learn how it has been altered, which portions have grown and which have declined or stagnated, these analysts have selected one portion of employment as the sole focus of their analysis. What saves this procedure from being completely arbitrary in the eyes of its practitioners is that they use the word new in a double sense: it refers to occupations that are new in the sense of having been recently created or enlarged, and also in the sense of their gloss, presumed advancement, and “superiority" to the old.
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\* In an essay on the origins and functions of hierarchy in capitalist production, Stephen A. Marglin says: "In according first priority to the accumulation of capital, the Soviet Union repeated the history of capitalism, at least as regards the relationship of men and women to their work. . . . The Soviets consciously and deliberately embraced the capitalist mode of production. . . . Now, alas, the Soviets have the catch-up-withand-surpass the-U.S.A.’ tiger by the tail, for it would probably take as much of a revolution to transform work organization in that society as in ours."13
\* “Though extremely precise, [Marx] was not much inclined to define his concepts in set terms. For instance, the present treatise on capitalist production does not contain a formal definition of ‘capital'. . . . The fact is that the whole book is his definition."15 This comment by the translators of the Everyman edition of Capital is important, especially as a hint to the beginner in the study of Marxism. It holds true, with all proportions guarded, in the present case as well, if we are to arrive at a “definition” of the working class that will go beyond the elements that most students of this subject already know well.
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The results of an investigation based upon such a postulate are contained in advance in the chosen definition. The “new working class" is thus “educated labor," better paid, somewhat privileged, etc. Manual labor, according to this definition, is “old working class," regardless of the actual movement of occupations and the increase of various categories of labor of this sort. So far have these writers been governed by their definition that it has escaped their notice, for example, that the occupations of engineer on the one side and janitor-porter on the other have followed similar growth curves since the start of the century, each beginning at a level between 50,000 and 100,000 (in the United States in 1900), and expanding to about 1.25 million by 1970. Both now rank among the largest occupations in the United States, and both have developed in response to the forces of industrial and commercial growth and urbanization. Why is one to be considered “new working class" and the other not? That this single example is not at all fortuitous will be clear to anyone who makes a study of the long-term occupational trends in the capitalist countries. These trends from their beginnings, which, if one must choose a starting point for something that is more realistically a continuous process, date back to the last decades of the nineteenth century—indicate that it is the class as a whole that must be studied, rather than an arbitrarily chosen part of it.
what is needed first of all is a picture of the working class as it exists, as the shape given to the working population by the capital accumulation process.\*
This self-imposed limitation to the “objective” content of class and the omission of the “subjective" will, I fear, hopelessly compromise this study in the eyes of some of those who float in the conventional stream of social science. For them, by long habit and insistent theory, class does not really exist outside its subjective manifestations. Class, “status,"“stratification," and even that favorite hobby horse of recent years which has been taken from Marx without the least understanding of its significance, “alienation"\*\*—all of these are for bourgeois social science artifacts of consciousness and can be studied only as they manifest themselves in the minds of the subject population. At least two generations of academic sociology have so elevated this approach into a dogma that only rarely is the need felt to substantiate it. This dogma calls for the delineation of various layers of stratification by means of questionnaires which enable the respondents to choose their own class, thereby relieving sociologists of the obligation. The results have been extraordinarily variable. For example, in the many polls conducted according to the conceptions of W. Lloyd Warner—by Gallup, by Fortune in 1940, etc.—in which the population is classified into “"upper," “middle," and "lower" classes, and into subgroups of these, vast majorities of up to 90 percent predictably volunteered themselves as the “middle class." But when Richard Centers varied the questionnaire only to the extent of including the choice “working class," this suddenly became the majority category by choice of the respondents." Here we see sociologists measuring not popular consciousness but their own. Yet the superiority of the questionnaire as the means for measuring social phenomena remains an article of faith. Michel Crozier, the French sociologist, says in criticism ofC. Wright Mills' White Collar:
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Having so broadened the scope of the investigation, let me hasten to limit it sharply in another way. No attempt will be made to deal with the modern working class on the level of its consciousness, organization, or activities. This is a book about the working class as a class in itself, not as a class for itself. I realize that to many readers it will appear that I have omitted the most urgent part of the subject matter. There are those who hope to discover, in some quick and simple manner, a replacement for the “blue-collar workers” as an “agency for social change," to use the popular phrases. It is my feeling, to put it bluntly, that this constitutes an attempt to derive the “science before the science," and I have tried to dismiss such preoccupations from my mind on the theory that
\* These criticisms of both “new working class" theory and of the search for an “agency of social change” are not intended to disparage the useful materials that have been assembled by some of those, Europeans and Americans, who have worked along these lines, and whose work has been helpful to me in the present study. In particular thése writers have drawn attention to the importance of, and to the discontent among, various “professional" strata, and to the special features of ghetto populations, young workers, and women. While my own approach does not proceed by way of such sectoral considerations, the manner in which they fit into the analysis as a whole will, I think be apparent.
\*\* Alfred Schmidt notes that “Marx gave up using such terms as ‘estrangement, alienation,' return of man to himself,’ as soon as he noticed that they had turned into ideological prattle in the mouths of petty-bourgeois authors, instead of a lever for the empirical study of the world and its transformation." He adds to this the observation that “Marx's general abandonment of such terms does not mean that he did not continue
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Unfortunately Mills's work . . . is not a true research study. In effect, it is not the feelings of alienation which may actually be suffered by the salesgirl or by the intellectual at an advertising agency that interest Mills, but rather objective alienation of these persons as it might be reconstructed by analyzing the forces which exert pressure on them. This attitude pretends to be more scientific than 18 a poll of opinions, but it is so only in appearance.
On the basis of Mills’ approach, Crozier argues, “social life without alienation would in effect be impossible," because "the individual is always necessarily limited by his place in the social structure." This is the genteel form of an argument made more bluntly by Robert Blauner when he said: “The average worker is able to make an adjustment to a job which, from the standpoint of an intellectual appears to be the epitome of tedium."19 In this line of reasoning we see the recognition on the part of sociology that modern labor processes are indeed degraded; the sociologist shares this foreknowledge with management, with whom he also shares the conviction that this organization of the labor process is “necessary" and “inevitable." This leaves to sociology the function, which it shares with personnel administration, of assaying not the nature of the work but the degree of adjustment of the worker. Clearly, for industrial sociology the problem does not appear with the degradation of work, but only with overt signs of dissatisfaction on the part of the worker. From this point of view, the only important matter, the only thing worth studying, is not work itself but the reaction of the worker to it, and in that respect sociology makes sense.
It is not my purpose in these comments to deprecate the importance of the study of the state of consciousness of the working class, since it is only through consciousness that a class becomes an actor on the historic stage. Nor do I believe that the feeble results achieved by questionnaire-sociology indicate that the mind of the working class is unknowable, but merely that this particular method of trying to know it is superficial, remote, and mechanistic. Class consciousness is that state of social cohesion reflected in the understanding and activities of a class or a portion of a class. Its absolute expression is a pervasive and durable attitude on the part of a class toward its position in society. Its long-term relative expression is found in the slowly changing traditions, experiences, education, and organization of the class. Its short-term relative expression is a dynamic complex of moods and sentiments affected by circumstances and changing with them, sometimes, in periods of stress and conflict, almost from day to day. These three expressions of class consciousness are related: changes of mood draw upon and give expression to the underlying reservoir of class attitudes which, while it may be deep below the surface, is never entirely exhausted.
Thus a class cannot exist in society without in some degree manifesting a consciousness of itself as a group with common problems, interests, and prospects—although this manifestation may for long periods be weak, confused, and subject to manipulation by other classes. The interpretation of the opinions, feelings, sentiments, and changing moods ofthe working class is best accomplished by experienced and well-attuned observers and participants who know the history of a particular group, are acquainted with its circumstances, background, and relation to other parts of the working class, and form their assessments from intimate contact and detailed information. It is for this reason that the most astute interpreters of the moods of submerged and ordinarily voiceless populations have often been union organizers, agitators, experienced revolutionaries—and police spies. While these have always had among them a percentage of fools, illusionaries, and the otherwise error-prone, at their best such active and interested parties, whose interpretations are enriched by their efforts at practice, convey a solidity, a depth and subtlety of observation, an anticipation of changing moods, and an ability to disentangle the durable from the ephemeral that is entirely absent from the tabulations of sociology. It should be added, however, that where some sociologists have themselves gone to work in factories either as part of their professional training or out of necessity, or where as sometimes happens they have put aside their questionnaires and listened to workers with both ears, they have often established relationships of trust, learned to comprehend the milieu, and written creditable accounts.
Job Dissatisfaction in the 1970s
In the years that have passed since this study was begun, dissatisfaction with work has become what can only be called a “fashionable topic." Almost every major periodical in the United States has featured articles on the "blue-collar blues" or “white-collar woes." Books have been published, commissions set up, conferences organized, experiments conducted. Sociologists have caught the wind in their sails and, reinterpreting their questionnaire statistics, now view with alarm the very percentages of dissatisfied workers which yesterday they found comfortingly small. A Special Task Force selected by the Secretary of Health, Education, and Welfare has prepared a report under the title Work in America which found that “significant numbers of American workers are dissatisfied with the quality of their working lives":
As a result, the productivity of the worker is low—as measured by absenteeism, turnover rates, wildcat strikes, sabotage, poor-quality products, and a reluctance by workers to commit themselves to their work tasks. Moreover, a growing body of research indicates that, as work problems increase, there may be a consequent decline in physical and mental health, family stability, community participation and cohesiveness, and “balanced" sociopolitical attitudes, while there is an increase in drug and alcohol addiction, aggression, and delinquency.
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The report deals with what it calls “the effects of work problems on various segments of our society":
Here we find the “blues" of blue-collar workers linked to their job dissatisfactions, as is the disgruntlement of white-collar workers and the growing discontent among managers. Many workers at all occupational levels feel locked-in, their mobility blocked, the opportunity to grow lacking in their jobs, challenge missing from their tasks. Young workers appear to be as committed to the institution of work as their elders have been, but many are rebelling against the anachronistic authoritarianism of the workplace. Minority workers similarly see authoritarian worksettings as evidence that society is falling short of its democratic ideals. Women, who are looking to work as an additional source of identity, are being frustrated by an opportunity structure that confines them to jobs damaging to their self-esteem. Older Americans suffer the ultimate in job dissatisfaction: they are denied meaningful jobs even when they have 20 demonstrable skills and are physically capable of being productive.
Absenteeism and the quit rate, cited as evidence of a “new worker attitude," tend to vary with the availability of jobs and may have partly reflected the decline in unemployment rates at the end of the 1960s. But in the atmosphere of discontent of that period these were interpreted, no doubt with some truth, as an indication of a new resistance to certain forms of work. The automobile plants, and especially their assembly lines, were cited as a prime example, as witness this 1970 report in Fortune:
For management, the truly dismaying evidence about new worker attitudes is found in job performance. Absenteeism has risen sharply; in fact it has doubled over the past ten years at General Motors and at Ford, with the sharpest climb in the past year. It has reached the point where an average of 5 percent of G.M.'s hourly workers are missing from work without explanation every day. . . . On some days, notably Fridays and Mondays, the figure goes as high as 10 percent. Tardiness has increased, making it even more difficult to start up the production lines promptly when a shift begins—after the foreman has scrambled around to replace missing workers. Complaints about quality are up sharply. There are more arguments with foremen, more complaints about discipline and overtime, more grievances. There is more turnover. The quit rate at Ford last year was 25.2 percent. . . . Some assembly-line workers are so turned off, managers report with astonishment, that they just walk away in mid-shift and don't even come back to get their pay for the time they have worked.21
At the Chrysler Corporation's Jefferson Avenue plant in Detroit, a daily average absentee rate of 6 percent was reported in mid-1971, and an annual average turnover of almost 30 percent. In its 1970 negotiations with the union, Chrysler reported that during 1969 almost half its workers did not complete their first ninety days on the job. In that same year, the Ford assembly plant at
Wixom, on the outskirts of Detroit, with an 8 percent quit rate each month, had to hire 4,800 new workers in order to maintain a work force of 5,000. For the automobile industry as a whole, the absentee rate doubled in the second half of the 1960s, and turnover doubled as well.\* Only with the increase in unemployment in 1971 and thereafter was the situation stabilized to some degree.23
A much-discussed strike in January 1972 at the Lordstown, Ohio, General Motors plant gave the world a glimpse of the conditions in this “most advanced"and “automated" plant in the industry, which General Motors regarded as a pilot plant for the future. At its designed speed, the assembly line at Lordstown turns out 100 Vegas an hour, giving each worker 36 seconds to complete work on each car and get ready for the next car. The immediate issue in the dispute was an increase in the pace of operations the previous October. "What the company is discovering is that workers not only want to go back to the pre-October pace, but many feel that the industry is going to have to do something to change the boring, repetitive nature of the assembly line work or it will continue to have unrest in the plant. An official familiar with the sessions said, ‘What they're saying is you've got to do something. I don't know what it is but you've got to do something. ,,924
Accounts of this kind are not confined to the assembly line, or even to the factory. The Special Task Force report attempts a summary of office trends in the following comments:
The auto industry is the locus classicus of dissatisfying work; the assemblyline, its quintessential embodiment. But what is striking is the extent to which the dissatisfaction of the assembly-line and blue-collar worker is mirrored in white-collar and even managerial positions. The office today, where work is segmented and authoritarian, is often a factory. For a growing number of jobs there is little to distinguish them but the color of the worker's collar: computer keypunch operations and typing pools share much in common with the automobile assembly line.
Secretaries, clerks, and bureaucrats were once grateful for having been spared the dehumanization of the factory. White-collar jobs were rare; they had a higher status than blue-collar jobs. But today the clerk, and not the operative on the assembly-line, is the typical American worker, and such positions offer little in the way of prestige. . . .
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\* A number of European reports indicate that this situation was not limited to the United States. For example, a report from Rome said the Fiat Motor Company, Italy's largest private employer with more than 180,000 employees, 147,000 of whom are factory workers, had 21,000 employees missing on a Monday and a daily average absenteeism of 14,000. Throughout the Italian economy, an Italian management association reported, an average of at least 800,000 workers out of a total of nearly 20 million were absent daily. This was attributed to “the increasing disgust of younger people with assembly-line discipline and the recent influx of untrained southern Italians into northern factories." 22
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Traditionally, lower-level white-collar jobs in both government and industry were held by high school graduates. Today, an increasing number of these jobs go to those who have attended college. But the demand for higher academic credentials has not increased the prestige, status, pay, or difficulty of the job. For example, the average weekly pay for clerical workers in 1969 was \$105.00 per week, while blue-collar production workers were taking home an average of \$130.00 per week. It is not surprising, then, that the Survey of Working Conditions found much of the greatest work dissatisfaction in the country among young, well-educated workers who were in low paying, dull, routine and fractionated clerical positions. Other signs of discontent among this group include turnover rates as high as 30% annually and a 46% increase in whitecollar union membership between 1958 and 1968. . . . These changing attitudes . . . may be affecting the productivity of these workers: a survey conducted by a group of management consultants of a cross section of office employees found that they were producing at only 55% of their potential. Among the 25 reasons cited for this was borédom with repetitive jobs.
The apparent increase in active dissatisfaction has been attributed to a number of causes, some having to do with the characteristics of the workers younger, more years of schooling, “infected" by the new-generational restlessness—and others having to do with the changing nature of the work itself. One reporter cites the belief that “American industry in some instances may have pushed technology too far by taking the last few bits of skill out of jobs, and that a point of human resistance has been reached." He quotes a job design consultant at Case Western Reserve University, who said with disarming candor: "We may have created too many dumb jobs for the number of dumb people to fill them.26
Various remedies and reforms have been proposed, and some have been tested among small groups of workers by corporations with particularly pressing problems. Among these are job enlargement, enrichment, or rotation, work groups or teams, consultation or workers' “participation," group bonuses and profit-sharing, the abandonment of assembly line techniques, the removal of time clocks, and an "I Am" plan (short for "I Am Manager of My Job").
Behind the characteristic faddishness of these approaches it is possible to sense a deep concern, the reason for which is readily apparent. The ruling establishments of Western Europe and the United States, having just passed through a period when they were alarmed and even shaken by an incandescent revolt of student youth and third world nationalism within their own borders, were bound to ask themselves what would happen if to this were added a rebellion against the conditions of labor in the workplace. The fright occasioned by such a prospect gave rise to a discussion over the “quality of work,"
the purpose of which was in part to determine whether discontent among workers was at the usual level, endemic to life under capitalism, or whether it was rising threateningly; and in part to encourage reforms in the hope of forestalling such a rise in discontent. But as in almost all discussions of major issues of public policy, this one too has a certain air of hollow unreality, reflecting the gulf between the capitalist as statesman and the capitalist in command of corporate enterprise.
The problem as it presents itself to those managing industry, trade, and finance is very different from the problem as it appears in the academic or journalistic worlds. Management is habituated to carrying on labor processes in a setting of social antagonism and, in fact, has never known it to be otherwise. Corporate managers have neither the hope nor the expectation of altering this situation by a single stroke; rather, they are concerned to ameliorate it only when it interferes with the orderly functioning of their plants, offices, warehouses, and stores. For corporate management this is a problem in costs and controls, not in the “humanization of work." It compels their attention because it manifests itself in absentee, turnover, and productivity levels that do not conform to their calculations and expectations. The solutions they will accept are only those which provide improvements in their labor costs and in their competitive positions domestically and in the world market.
It is interesting to note that although the discussion ofjob enrichment, job enlargement, and the like began in connection with factory work, most actual applications have taken place in offices (three-quarters of them, according to an estimate by Roy H. Walters, a management consultant and pioneer of “job enrichment").27 Industrial installations represent heavy investments in fixed equipment, and industrial processes as they now exist are the product of a long development aimed at reducing labor costs to their minimum. In office and service processes, by contrast, the recently swollen mass of employment has not as yet been subjected to the same extremes of rationalization and mechanization as in the factories, although this is under way. For these reasons management decisions to reorganize work processes are made more readily and voluntarily in the office and are made in the factory only in situations that offer little choice. Corporate management is convinced that it is chiefly outside the factory that payrolls are “fat," productivity is low, and there is most need for reorganization.
Office rationalization has in part been taking place, in the most recent period, under the banner of job enlargement and the humanization of work. One need only look at reports such as one in the Wall Street Journal in the summer of 1972 to get the flavor of this duplicitous campaign: the article is headed “The Quality of Work," but consists almost entirely of a discussion of cost cutting, productivity drives, and staff reductions in banks, insurance companies, and brokerage houses.28 In a typical case, a bank teller who is idle when the load at the counter is light will be pressed into service handling other routine duties, such as sorting returned checks. The First National Bank of Richmond, Indiana, put such a plan into operation under the guidance of a consulting firm called Science Management Associates, and its “first-year savings alone exceeded the fee by almost 40%." The bank's staff was reduced from 123 to 104, and a number of the remaining workers were cut back to part-time work. The “humanization" aspect was handled by quoting one worker as saying: "There's never a dull moment. It makes the job more interesting."29
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A number of management consulting firms have taken this sort of “humanization" as their field and are pressing schemes upon managers. Whatever their phraseology, these consulting organizations have only one function: cutting costs, improving “efficiency," raising productivity. No other language is useful in conversation with management, unless it be with the public relations department.\* These consultants possess, at the moment, a valuable stock in trade in the knowledge that the principle of the division of labor, as it has been applied in many large offices, banks, insurance companies, in retailing and in service industries, has been pursued with such fanaticism that various jobs have been broken into fragments of fragments and can be partially reassembled without injury to the present mode of organizing the work process and at a certain saving of labor costs. The hard-headed manner in which this is being done and the simpleminded manner in which these pathetic “enlargements" from one unvarying routine to two or three are being hailed make an interesting contrast.
Since it focuses attention upon this long-neglected aspect of capitalist society, the current discussion of work cannot help but be useful, no matter how meager its results. But like most such discussions in which a basic characteristic of our society is “discovered,"accorded a superficial “analysis," given a facile “solution," and then once more forgotten, this one too has not begun to touch the roots of the matter. We are dealing with one of the fundamentals of capitalist society, and this means that even while slight ameliorations are accepted by corporations, the structure and mode of functioning of capitalism reproduces the present processes of labor a thousandfold more rapidly, more massively, and more widely.
The reforms that are being proposed today are by no means new ones, and have been popular with certain corporations (IBM, for instance) and certain management theorists for a generation, They represent a style of management rather than a genuine change in the position of the worker. They are characterized by a studied pretense of worker “participation," a gracious liberality in allowing the worker to adjust a machine, replace a light bulb, move from one fractional job to another, and to have the illusion of making decisions by choosing among fixed and limited alternatives designed by a management which deliberately leaves insignificant matters open to choice. One can best compare this style of management with the marketing strategy followed by those who, having discovered that housewives resent prepared baking mixes and feel guilty when using them, arrange for the removal of the powdered egg and restore to the consumer the thrill of breaking a fresh egg into the mix, thereby creating an “image" of skilled baking, wholesome products, etc. Peter F. Drucker, one of the early propagandists for job enlargement, wrote in a critique of scientific management in 1954: "It does not follow from the separation of planning and doing in the analysis of work that the planner and the doer should be two different people. It does not follow that the industrial world should be divided into two classes of people; a few who decide what is to be done, design the job, set the pace, rhythm and motions, and order others about; and the many who do what and as they are being told." These are bold words, especially from a management consultant; the proposal for changing the world, however, as it comes to us from Mr. Drucker, is somewhat less bold: “. . . even the lowliest human job should have some planning; only it should be simple planning and there should not be too much of it."³' Just so did Adam Smith once recommend education for the people in order to prevent their complete deterioration under the division of labor, but, as Marx comments, “prudently, and in homeopathic doses."32
Notes
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Labor and Monopoly Capital
Introduction
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\* Academic sociologists dare not forget it either. The Special Task Force report introduces its chapter on the redesign of jobs by saying: “The burden of this chapter is to show that not only can work be redesigned to make it more satisfying but that significant increases in productivity can also be obtained."30
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Part I
Labor and Management
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Chapter 1
Labor and Labor Power
All forms of life sustain themselves on their natural environment; thus all conduct activities for the purpose of appropriating natural products to their own use. Plants absorb moisture, minerals, and sunlight; animals feed on plant life or prey on other animals. But to seize upon the materials of nature ready made is not work; work is an activity that alters these materials from their natural state to improve their usefulness. The bird, the beaver, the spider, the bee, and the termite, in building nests, dams, webs, and hives, all may be said to work. Thus the human species shares with others the activity of acting upon nature in a manner which changes its forms to make them more suitable for its needs.
However, what is important about human work is not its similarities with that of other animals, but the crucial differences that mark it as the polar opposite. “We are not now dealing with those primitive instinctive forms of labour that remind us of the mere animal," wrote Marx in the first volume of Capital. "We pre-suppose labour in a form that stamps it as exclusively human. A spider conducts operations that resemble those of a weaver, and a bee puts to shame many an architect in the construction of her cells. But what distinguishes the worst architect from the best of bees is this, that the architect raises his structure in imagination before he erects it in reality. At the end of every labour-process, we get a result that already existed in the imagination of the labourer at its commencement. He not only effects a change of form in the material on which he works, but he also realises a purpose of his own that gives the law to his modus operandi, and to which he must subordinate his will."' \*
\* Thus labor in its human form was called by Aristotle intelligent action; Aristotle, despite his vain effort to find a single cause underlying all the products of nature, animals, and humans, gave the earliest form to this distinctive principle of human labor: “Art indeed consists in the conception of the result to be produced before its realization in the material."² In recent times, the artistic mind has often grasped this special feature of human activity better than the technical mind; for example, Paul Valéry: “Man acts; he exercises his powers on a material foreign to him; he separates his operations from their material infrastructure, and he has a clearly defined awareness of this; hence he can think out his operations and co-ordinate them
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Human work is conscious and purposive, while the work of other animals is instinctual.\* Instinctive activities are inborn rather than learned, and represent a relatively inflexible pattern for the release of energy upon the receipt of specific stimuli. It has been observed, for example, that a caterpillar which has completed half of its cocoon will continue to manufacture the second half without concern even if the first half is taken away. A more striking illustration of instinctual labor is seen in the following:
The South African weaverbird builds a complicated nest of sticks, with a knotted strand of horsehair as foundation. A pair was isolated and bred for five generations under canaries, out of sight of their fellows and without their usual nest-building materials. In the sixth generation, still in captivity but with access to the right materials, they built a nest perfect even to the knot of horsehair.
In human work, by contrast, the directing mechanism is the power of conceptual thought, originating in an altogether exceptional central nervous system. As anthropologists have pointed out, the physical structure of the anthropoid ape is not entirely unsuited to tool making and tool using. The ape's hand is an adequate, if relatively coarse, instrument, and because the lower limbs as well as the upper are fitted with opposable thumbs, it has been said that the ape has four hands. But it is not, first of all, in the hands or posture that the human advantage lies. Among the physical differences between humans and apes, it is the relative enlargement of nearly all parts of the brain, and especially the pronounced enlargement of the frontal and parietal parts of the cerebral hemispheres, which is most important in accounting for the human capacity for work well-conceptualized in advance and independent of the guidance of instinct.\* “Men who made tools of standard type," as Oakley says, “must have formed in their minds images of the ends to which they laboured. Human culture . . . is the outcome of this capacity for conceptual thought."7
It is true, as experiments in animal behavior have shown, that animals are not entirely devoid of the power to learn, or to conceive rudimentary ideas, or to solve simple problems. Thus, a creature with as primitive a nervous system as the angleworm can learn to thread a maze; chimpanzees can be stimulated to “invent" and make tools, such as extensions of sticks, that enable them to reach food, or to stack boxes for the same purpose. As a result, some anthropologists and physiologists have concluded that the difference between the human and the nonhuman animal is not a difference in kind but in degree. But when a difference of degree is so enormous as the gap that exists between the learning and conceptual abilities of humans and even the most adaptable of other animals, it may properly be treated, for the purposes of our present discussion, as a difference in kind. And, we may add, whatever learning capacities may be stimulated in animals through ingenious forms of human tutelage, it has not proved possible to stimulate in them an ability to manage symbolic representation, especially in its highest form, articulate speech. Without symbols and speech, conceptual thought must remain rudimentary and, moreover, cannot be freely transmitted throughout the group or to succeeding generations:
Culture without continuity of experience is, of course, impossible. But what sort of continuity of experience is prerequisite to culture? It is not the continuity which comes from the communication of experience by imitation, for we find this among apes. Clearly, it is continuity on the subjective side rather than on the objective, or overt, that is essential. As we have shown, it is the symbol, particularly in word form, which provides this element of continuity in the tool-experience of man. And, finally, it is this factor of continuity in man's tool-experience that has made accumulation and progress, in short, a material culture, possible.8
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with each other before performing them; he can assign to himself the most multifarious tasks and adapt to many different materials, and it is precisely this capacity of ordering his intentions or dividing his proposals into separate operations which he calls intelligence. He does not merge into the materials of his undertaking, but proceeds from this material to his mental picture, from his mind to his model, and at each moment exchanges what he wants against what he can do, and what he can do against what he achieves."3
\* Fourier thought he recognized in this the cause of "happiness" among animals and the “anguish of repugnant labor" among humans: “Labour, nevertheless, forms the delight of various creatures, such as beavers, bees, wasps, ants. . . . God has provided them with a social [he might have said biological] mechanism which attracts to industry, and causes happiness to be found in industry. Why should he not have accorded us the same favour as these animals? What a difference between their industrial condition and ours!"4 But to see in the noninstinctual character of human labor the direct cause of the “anguish of repugnant labor," one must skip over all the intervening stages of social development which separate the early emergence of human labor out of pre-human forms, from labor in its modern form.
\* The general increase in brain size is important, but “certain parts of the brain have increased in size much more than others. As functional maps of the cortex of the brain show, the human sensory-motor cortex is not just an enlargement of that of an ape. The areas for the hand, especially the thumb, in man are tremendously enlarged, and this is an integral part of the structural base that makes the skillful use of the hand possible. . . .
“The same is true for other cortical areas. Much of the cortex in a monkey is still engaged in the motor and sensory functions. In man it is the areas adjacent to the primary centers that are most expanded. These areas are concerned with skills, memory foresight and language; that is, with the mental faculties that make human social life possible.6